Compliance Officer - Vice President
J.P. Morgan
Join our established Ireland Compliance team, based in Dublin, as we seek an experienced Compliance professional to perform role of PCF-12 Head of Compliance for JPMorgan Fund Administration Firms, regulated by the Central Bank of Ireland (CBI). This role is ideal for a seasoned Compliance professional who thrives in a dynamic business environment, enjoys a generalized role and is seeking to advance your career within a leading global financial services firm.
Reporting to the Ireland Head of Compliance, the Ireland Compliance team coverage responsibilities captures various JPMorgan Irish regulated entities across the Markets, Payments, Fund Administration Services, & Custody and Depositary industry sectors, as well as contributing to regional, and global initiatives.
A strong emphasis is placed on teamwork, and as part of our team, you will collaborate with colleagues to drive compliance excellence and support the firm's strategic objectives.
Job responsibilities:
- Perform the PCF-12 Head of Compliance role for a JPMorgan Fund Administration Firm.
- Prepare and execute on Annual Compliance Plan.
- Conduct Compliance Risk assessments, including new product development and implementation.
- Engage with regulatory bodies.
- Report and present to internal committees and Boards.
- Provide appropriate, meaningful oversight and second line of defense (2LOD) challenge in relation to Compliance Risk matters.
- Conduct monitoring and assurance reviews.
- Prepare and review 2LOD Policies and Procedures.
- Manage general internal stakeholder queries across all three lines of defense.
- Analyze regulatory and market developments.
- Participate in and contribute to regional, line of business, and firmwide initiatives and global practices.
- Assist with ad-hoc administrative tasks as required.
Required qualifications, capabilities, and skills
- 5+ years of Compliance related experience with track record of delivering high quality 2LOD compliance oversight.
- Strong knowledge and experience of EU and Irish financial services regulations, with specific focus on Investment Fund Regulation, Individual Accountability Framework / Fitness & Probity, and Outsourcing requirements.
- An ability to work as part of a high performing team and independently.
- Previous regulatory engagement experience, ideally with the CBI and/or European Central Bank (ECB), would be advantageous.
- Excellent attention to detail, organisational, planning and critical thinking skills.
- Strong interpersonal, multi-tasking and stakeholder management skills demonstrating a solution focused risk management decisioning mindset.
- Deliver results with a high level of professionalism, self-motivation, and integrity.
- Previous experience or familiarity with broader relevant EU, UK and US regulations is desirable.
- Excellent written and spoken communication skills.
Preferred qualifications, capabilities, and skills:
Professional Compliance qualifications are desirable e.g. Professional Diploma in Compliance (LCI) or working towards/ willingness to complete
J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world’s most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.
Join the JPMorgan Ire. Compliance Team, based in Dublin, acting in the PCF12 Head of Compliance role for JPM Fund Administration Firms.
