FIND JOBS WITH MEANING

Join the EMEA Banking Compliance Team based in the UK and Europe and covers Investment Banking and Global Banking (including Global Corporate Banking).

As an Associate within the EMEA Banking Compliance team, you will provide day-to-day compliance advisory coverage for J.P. Morgan’s EMEA Capital Markets businesses. These business areas have leading positions in their respective products and services.

Job Responsibility

• Provide compliance advice and, where applicable, support the team in relation to EMEA Capital Markets operations and transactions:

  • Applying and keeping abreast of relevant regulatory and legislative changes

  • Maintaining and advising on manuals, policies, procedures and guidelines

  • Developing and delivering the induction and ongoing training programme

  • Developing and undertaking tests (as undertaken by the TCOE) and RNA’s

  • Engaging in Line of Business and cross-Line of Business projects

  • Preparing J.P. Morgan for regulatory visits

• Assist the team with collating information required in connection with conducting internal reviews and/or responding to regulatory requests

  • Partner with other stakeholders, including the wider EMEA Banking Compliance team, and global teams, Legal, Internal Audit, Surveillance, Control Room, Compliance Testing Team, and EMEA Banking Business and Control Managers (among others)

Required qualifications, capabilities, and skills

• Relevant compliance experience and knowledge of the applicable regulatory framework

• A keen interest in investment banking activities and rules / regulations, and a willingness to learn

Preferable qualifications, capabilities, and skills

• Proficiency with Microsoft applications (Excel, Word and Powerpoint) and, ideally, automation tools (Alteryx, Tableau, Python and/or Qlik Sense)

• Pro-active, self-motivated, assertive and well organized

• Forward looking, focused on streamlining processes and increasing efficiency

• Able to work independently whilst remaining a strong team player